A patent application examined under pre-AIA law was filed in the United States on February 4, 2013, with no benefit or priority claim. The examiner cites a journal article by an unrelated author published on January 15, 2012, that anticipates the claims. The applicant has lab notebooks proving conception and reduction to practice in 2011. Can the applicant overcome the rejection with a declaration under 37 CFR 1.131?
Answer: No, because the article is a pre-AIA 102(b) statutory bar, which no Rule 131 showing can antedate. The article was published more than one year before the February 4, 2013 U.S. filing date, so it is pre-AIA 102(b) art. A Rule 131 declaration can antedate references that qualify only under 102(a), 102(e) or (in examination) 102(g), but never a 102(b) bar, because the bar depends on the filing date, not the date of invention (MPEP 715, 2133). Why not the others: - Invention before the article: proving earlier invention does not overcome a statutory bar. - Any printed publication: Rule 131 cannot reach publications more than a year before the filing date. - Never available pre-AIA: Rule 131 is a pre-AIA tool; it simply cannot defeat a 102(b) bar. - A terminal disclaimer: it overcomes double patenting, not anticipation by a publication. Rule: A pre-AIA 102(b) bar is measured from the U.S. filing date and cannot be sworn behind. Source: MPEP § 715, § 2133 (9th ed., Rev. 01.2024); pre-AIA 35 U.S.C. 102(b); 37 CFR 1.131; as at Oct 2026
Swearing behind a reference that is more than a year older than the filing date.
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