Engineers Wu and Kaur assigned their invention to Tessera Corp. before filing. Tessera wants to file the application itself and prosecute it. Under 37 CFR 1.46, which statement is correct?
Answer: Tessera may be the applicant; the inventors still declare. Under 37 CFR 1.46, a person to whom the inventor has assigned or is under an obligation to assign may make an application as the applicant. The inventors must still be named, and each must execute an oath or declaration unless a substitute statement is allowed (MPEP 409.05, 602.01). Why not the others: - Inventors only: since the AIA, an assignee may be the applicant. - Only on refusal: refusal matters for substitute statements, not for the assignee's right to apply. - No inventor named: the inventors must always be named. - Waiting until issue: an assignee may be the applicant from filing. Rule: An assignee or obligated assignee may be the applicant; inventors are still named and declare. Source: MPEP § 409.05, § 602.01 (9th ed., Rev. 01.2024); 35 U.S.C. 118; 37 CFR 1.46; as at Oct 2026
Thinking only inventors can be applicants after the AIA.
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